144: Filer Information
Filer CIK | 0001272588 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 |
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FORM 144 |
Filer CIK | 0001272588 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Name of Issuer | Apollo Global Management, Inc. |
SEC File Number | 001-41197 |
Address of Issuer | 9 West 57th Street, 42nd Floor New York NEW YORK 10019 |
Phone | 212-515-3200 |
Name of Person for Whose Account the Securities are To Be Sold | Scott Kleinman |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
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Relationship to Issuer | Director |
Relationship to Issuer | Executive Officer (Co-President) |
Relationship to Issuer | Affiliated Entities |
Title of the Class of Securities To Be Sold | Common Stock, par value $0.00001 per share |
Name and Address of the Broker | J.P. Morgan Securities LLC 390 Madison Avenue, 6th Floor New York NY 10017 |
Number of Shares or Other Units To Be Sold | 61105 |
Aggregate Market Value | 10530836 |
Number of Shares or Other Units Outstanding | 565816456 |
Approximate Date of Sale | 12/03/2024 |
Name the Securities Exchange | NYSE |
Title of the Class | Common Stock, par value $0.00001 per share |
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Date you Acquired | 01/01/2022 |
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Nature of Acquisition Transaction | Compensation - Share Delivery in Satisfaction of RSUs, Grants and Carried Interest. Exchange in Connection with Merger |
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Name of Person from Whom Acquired | Issuer and Predecessor |
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Amount of Securities Acquired | 27797 |
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Date of Payment | 01/01/2022 |
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Nature of Payment | N/A and securities of predecessor companies |
Title of the Class | Common Stock, par value $0.00001 per share |
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Date you Acquired | 02/15/2022 |
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Nature of Acquisition Transaction | Compensation - Share Delivery in Satisfaction of RSUs, Grants and Carried Interest |
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Name of Person from Whom Acquired | Issuer |
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Amount of Securities Acquired | 33308 |
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Date of Payment | 08/16/2023 |
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Nature of Payment | N/A |
Nothing to Report |
Remarks | (1) The shares reported on this Form 144 were sold by The Kleinman Children's Trust (13 shares), HCM APO Series LLC, Series C (19,562 shares), Heathcote Capital Partners, LP (3,945 shares) and KRT Investments IX LLC (37,585 shares). Each of the entities referenced above is affiliated with Scott Kleinman. (2) 27,797 of the shares of Common Stock were obtained in connection with the merger transaction under a Form S-4 registration statement on January 1, 2022, and such shares were originally acquired from the predecessor before the merger on 04/01/21 and 11/17/21. (3) The remaining shares were acquired between 02/15/22 and 08/16/23. |
Date of Notice | 12/03/2024 |
ATTENTION: | |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
Signature | /s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Scott Kleinman |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |