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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): October 6, 2023

Apollo Global Management, Inc.

(Exact name of registrant as specified in its charter)

 

 

Delaware   001-41197   86-3155788
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)

9 West 57th Street, 42nd Floor

New York, New York 10019

(Address of principal executive offices) (Zip Code)

(212) 515-3200

(Registrant’s Telephone Number, Including Area Code)

N/A

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

Common Stock   APO   New York Stock Exchange
6.75% Series A Mandatory Convertible Preferred Stock   APO PR A   New York Stock Exchange
7.625% Fixed-Rate Resettable Junior Subordinated Notes due 2053   APOS   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 

 

 

     

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

Annual Meeting. On October 6, 2023, Apollo Global Management, Inc. (the “Company”) held its 2023 Annual Meeting of Stockholders (the “Annual Meeting”). The matters voted upon at the Annual Meeting and the final results of such voting are set forth below. A more complete description of each proposal is set forth in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on August 18, 2023.

Matters Voted Upon; Voting Results. The following matters were submitted for a vote of the Company’s stockholders.

Proposal One. To elect Marc Beilinson, James Belardi, Jessica Bibliowicz, Walter (Jay) Clayton, Michael Ducey, Kerry Murphy Healey, Mitra Hormozi, Pamela Joyner, Scott Kleinman, A.B. Krongard, Pauline Richards, Marc Rowan, David Simon, Lynn Swann, Patrick Toomey and James Zelter to the board of directors of the Company as directors, in each case, for a term of one year expiring at the annual meeting of stockholders of the Company to be held in 2024 (the “2024 Annual Meeting”).

The nominees listed below were elected as directors of the Company to hold office for a term of one year expiring at the 2024 Annual Meeting and until their successor has been duly elected and qualified. The results of the voting were as follows:

 

Nominee For Against Abstain Broker Non-Votes
Marc Beilinson 456,345,568 6,403,288 106,454 39,285,822
James Belardi 461,063,576 1,684,027 107,708 39,285,821
Jessica Bibliowicz 457,982,898 4,702,699 169,711 39,285,824
Walter (Jay) Clayton 458,466,821 4,280,790 107,697 39,285,824
Michael Ducey 454,686,164 7,992,397 176,748 39,285,823
Kerry Murphy Healey 461,307,279 1,462,664 85,368 39,285,821
Mitra Hormozi 459,092,760 3,601,779 160,770 39,285,823
Pamela Joyner 457,544,822 3,655,658 1,654,826 39,285,826
Scott Kleinman 459,546,722 3,213,395 95,195 39,285,820
A.B. Krongard 451,157,213 11,513,130 184,967 39,285,822
Pauline Richards 454,874,816 7,807,542 172,952 39,285,822
Marc Rowan 461,197,327 1,547,073 110,912 39,285,820
David Simon 419,394,383 43,350,476 110,451 39,285,822
Lynn Swann 457,738,707 4,916,462 200,138 39,285,825
Patrick Toomey 461,351,963 1,321,300 182,047 39,285,822
James Zelter 458,964,624 3,791,090 99,598 39,285,820

 

Proposal Two. To approve, on an advisory basis, the compensation of the Company’s named executive officers.

The Company’s stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers. The results of the voting were as follows:

For Against Abstain Broker Non-Votes
386,826,413 75,779,433 249,462 39,285,824

 

     

 

Proposal Three. To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023.

The Company’s stockholders ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. The results of the voting were as follows:

For Against Abstain
496,133,230 5,911,903 95,999

 

 

 

 

     

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  APOLLO GLOBAL MANAGEMENT, INC.  
       
Date: October 6, 2023 By: /s/ Jessica L. Lomm  
  Name:  Jessica L. Lomm  
  Title:  Vice President and Secretary  

 

 

 

     

 

 

 

8-K: Current report filing | Apollo Global Management, Inc. (APO)