UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MJR Foundation LLC C/O APOLLO GLOBAL MANAGEMENT, INC. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
See Remarks | |||
RWNM AOG Holdings LLC C/O APOLLO GLOBAL MANAGEMENT, INC. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
See Remarks | |||
RWNM Series A Holdings LLC C/O APOLLO GLOBAL MANAGEMENT, INC. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
See Remarks | |||
RWN Management, LLC C/O APOLLO GLOBAL MANAGEMENT, INC. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
See Remarks | |||
Alchemy Group Holdings LLC C/O APOLLO GLOBAL MANAGEMENT, INC. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
See Remarks |
MJR FOUNDATION LLC By: /s/ Marc Rowan Title: Class A Managing Member | 01/11/2022 | |
**Signature of Reporting Person | Date | |
RWNM AOG HOLDINGS LLC By: RWNM Series A Holdings LLC, its managing member, By: RWN Management LLC, its member, By: Alchemy Group Holdings LLC, its managing member, By: /s/ Marc Rowan Title: Managing Member | 01/11/2022 | |
**Signature of Reporting Person | Date | |
RWNM SERIES A HOLDINGS LLC, By: RWN Management LLC, its member, By: Alchemy Group Holdings LLC, its managing member, By: /s/ Marc Rowan Title: Managing Member | 01/11/2022 | |
**Signature of Reporting Person | Date | |
RWN MANAGEMENT LLC, By: Alchemy Group Holdings LLC, its managing member, By: /s/ Marc Rowan Title: Managing Member | 01/11/2022 | |
**Signature of Reporting Person | Date | |
ALCHEMY GROUP HOLDINGS LLC, By: /s/ Marc Rowan Title: Managing Member | 01/11/2022 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by Marc Rowan. |
(2) | By RWNM AOG Holdings LLC ("AOG Holdings"), an entity indirectly owned and controlled by Marc Rowan. RWNM Series A Holdings LLC is the Managing Member of AOG Holdings. RWN Management LLC is the sole member of RWNM Series A Holdings and is a member of AOG Holdings. Alchemy Group Holdings LLC is the managing member of RWN Management LLC. |
Remarks: Member of 10% Beneficial Owner Group These securities were previously reported on the Form 4 filed by Marc Rowan with the Securities and Exchange Commission on January 3, 2022. |